Cetera Financial Institutions

A successful investment program is not simply about having the right products. Our people make the difference. Experience the total commitment of Cetera Financial Institutions.

Serving Institutions for More than 30 Years

Choosing a partner to help you run your wealth management program is about more than results. You need a partner who keeps you at the center and moves you forward by being proactive, innovative and responsive. We are an industry-leading, self-clearing broker-dealer, registered investment adviser and insurance agency focused solely on financial institutions and their advisors. We offer a wealth management program built around you and your customers' needs. We’ll surround you with a dedicated team, advanced technology and the proven services you need to make your wealth management offering a success. Whether you’re looking to start your program or change your partner, talk with us.

Service and Support

Access to dedicated business consultants and service professionals invested in you and your institution's success.

Self-Clearing & Technology

Benefit from an integrated platform built for financial institutions.

Client Engagement

Connect with clients through a comprehensive suite of marketing tools.

Wealth Management

Access our advisory and institutional-grade portfolio tools, education and market research.

Cetera Financial Institutions is a marketing name of Cetera Investment Services LLC, a self-clearing, registered broker-dealer that caters exclusively to banks and credit unions. Started in 1984 as a team of 20 bank-centric brokerage visionaries at Bankers Systems Inc., we have stayed true to our roots by only serving advisors within banks and credit unions. Our mutual success is the result of building collaborative relationships between institutions and their advisors, delivering comprehensive financial solutions to investing clients, and offering unparalleled service to financial institutions. Through Cetera Investment Advisers LLC, an SEC registered investment adviser firm, financial advisors receive a wide array of solutions and back-office support. Cetera Investment Services is a member of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA).