Cetera Financial Group's Parent Company Completes Board with Addition of Industry Leading Executives
Cetera Financial Group announced that its parent holding company - Aretec - has completed the formation of its Board of Directors with the addition of three veteran executives as directors, for a total of seven experienced and widely-respected members of the new Board with a diverse range of backgrounds and expertise.
Cetera Financial Group Completes Transformation into Independent, Privately Held Organization Singularly Focused on Supporting Financial Advisors and Financial Institutions
Cetera Financial Group today announced that it has completed its strategic transformation process to become an independent, privately held, well-positioned organization.
Cetera Financial Group Creates DOL DynamIQs Platform to Support Delivery of Exceptional DOL-Compliant Client Service by Financial Advisors
Cetera announces the launch of DOL DynamIQs™, a comprehensive suite of integrated tools and resources designed to enable financial advisors to prepare for the Department of Labor’s recently released fiduciary rule, and thrive in the new regulatory environment it has created.
Cetera Financial Institutions is Awarded Three Bank Insurance & Securities Association Technology Innovation Awards
Cetera Financial Institutions, a firm with Cetera focused exclusively on banks and credit unions, announced that its Mobile Solution, offered through Broadridge Financial Solutions, Inc., as well as its RightBRIDGE® and Pentameter® programs, were each awarded a BISA Technology Innovation Award during its 2016 Annual Convention.
RCS Capital Corporation Provides Update on Ongoing Initiatives to Transform to Cetera-Only Independent Retail Business
RCS Capital Corporation announces that, as part of its previously announced plan to transform to a Cetera-only independent retail business, certain of the Company’s holding companies of the Company’s broker-dealers, as well as certain other guarantors of the Company’s First and Second Lien debt, have filed a pre-packaged plan of reorganization under Chapter 11 with the United States Bankruptcy Court for the District of Delaware.
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