Insured Deposit Sweep Account

The Insured Deposit Sweep Account is an excellent complement to your investment account with Cetera Investment Services LLC. It allows you to protect your cash balances while still linking your FDIC-insured holdings with your investment account for more control and simplified management of your money. Select Insured Deposit Sweep Account as your sweep option, and available cash balances will be deposited into an interest-bearing, FDIC-insured deposit account at one or more financial institutions.

Insured Deposit Sweep Account Disclosure Statement

Interest Rate/Annual Percentage Yield: 0.70% (As of March 30, 2020)

Monthly per account fee*: $0.63

*Fee anticipated to be paid by financial institutions

LIST OF PARTICIPATING FINANCIAL INSTITUTIONS

  1. Bank United, Miami Lakes, FL
  2. Central Bank of Oklahoma, Tulsa, OK
  3. Citibank, New York, NY
  4. Continental Bank, Salt Lake City, UT
  5. CTBC Bank Corp (USA), Los Angeles, CA
  6. Falcon National Bank, Foley, MN
  7. First Guaranty Bank, Hammond, LA
  8. Independent Bank, McKinney, TX
  1. MidCountry Bank, Bloomington, MN
  2. Revere Bank, Laurel, MD
  3. Seaside National Bank, Orlando, FL
  4. State Bank and Trust, Defiance, OH
  5. TriState Capital Bank, Pittsburgh, PA
  6. Truist Bank, Lumberton, NC
  7. Wells Fargo Bank, NA, Sioux Falls, SD
  8. Western Alliance Bank, Phoenix, AZ

INTERMEDIARY BANK
First National Bank of Omaha

Insured Deposit Sweep Account ACKNOWLEDGEMENT & EXEMPTION NOTICE